O : 203 388 1808
C : 203 676 6371


Founded in 2008 ASH Advisory, LLC has evolved into one of Wall Street’s premier providers of independent financial services advice offering mergers and acquisitions and related advisory services, capital raising, underwriting, strategic management consulting and organizational development to the entire spectrum of financial institutions. ASH Advisory, LLC transaction experience includes work across the following sub-sectors: diversified broker-dealers, asset management companies, financial technology, insurance and specialty finance.

The firm is headquartered in Stamford, CT. Products include:

Sell-Side & Buy-Side M&A Advisory

Our domain expertise allows us to execute on M&A mandates for corporate buyers and sellers, as well as private equity firms. The firm is well versed in both public and private middle-market transactions.

Capital Raising/ Private Placement

We are able to arrange a wide array of capital raising initiatives, Including:

1) Private capital raising

2) Debt, equity and hybrid securities

3) MBO and Recapitalizations

• Restructuring

The firm has experience advising both corporations and steering committees:

1) Creditor committees (debt & equity)

2) Special Situations involving complex financial assets

3) Previous transactions include controlled distressed investments, CDO’s, CLO’s, broker-dealers, insurers and derivative product companies.

Fairness Opinions & Valuations

The firm draws on its deep knowledge of the financial services industry and extensive experience with complex transactions in order to provide unbiased, independent fairness opinions and Valuations.

Executive Search & Organizational Development

The firm has significant experience in all aspects of executive search, compensation planning and organizational development for the financial services industry.